This firm provides investment services by means of its own internal operation and unaffiliated third-party service and product providers (for example, your account custodian or a money manager) at your election. The account custodian processes the investment transactions for your account. This firm and the product and service providers receive and maintain information about you that is related to your account.
WHERE DOES IT OBTAIN THE INFORMATION? The information this firm has comes directly from you. This includes such information as your name, address and Social Security number you provided on applications, agreements or other forms. In addition, we maintain records of each of your transactions and holdings at the product and service provider which are processed through this firm.
TO WHOM DOES THIS FIRM DISCLOSE SUCH INFORMATION? We provide information about current or former clients from the sources described above to parties outside of our firm only as described below:
To other companies as necessary to process your business. For example, we process your investment instructions through product and service providers with whom we have business agreements. The information obtained from you is given to the product and service providers for purposes of effecting transactions in your account and preparing your account statements. These parties must limit their use of the information to the purpose for which it was provided.
The normal business requirement for this form of sharing is that you first have signed an agreement to let us provide this information to other persons or firms, in order for them to provide you with a service you seek.
When required by law or regulation. Examples include responses to a subpoena, court order or regulatory demand.
As authorized by you. You may direct us, for example, to send account statements or other account information to a third party.
As otherwise authorized or permitted by law. For example, the law permits us to respond to a request for information about you from a consumer-reporting agency.
CONFIDENTIALITY AND SECURITY. We restrict access to information about you only to this firm and authorized agents who need to know information in order to provide products or services to you. We maintain physical, electronic and procedural safeguards to maintain the confidentiality of your information. We will continue to protect your private information if you cease being our client for as long as the records are in our possession; if we dispose of those records after the required time period for maintenance, we will do so in a manner that ensures the confidentiality of those documents.
T. Anton Investment House is an investment advisor licensed with the State of Wisconsin. Registration with the State of Wisconsin is not an endorsement of T. Anton Investment House nor its Advisors.
Our website is created for clients and prospects who reside in the state in which we are licensed or in states that are exempt from registration. Please call T. Anton Investment House at 608-501-1549 to verify whether or not we are licensed or exempt in your state.
Our website is not intended to be used to provide investment or financial planning advice. Information on T. Anton Investment House’s website is not an offer to buy or sell securities. We do not guarantee performance results. Past returns are no indication of future performance. Although we cannot guarantee the accuracy and timelines of the content presented, T. Anton Investment House has made a best effort to provide relevant information. Therefore, do not solely use the information provided to implement your financial decisions.
Our ADV Part 2AB, which is detailed information regarding fees, services, code of ethics and investment practices, is available upon request.Copyright:
Materials provided on T. Anton Investment House’s website is the intellectual property of Tracey Anton, Owner/President of T. Anton Investment House and is protected by copyright laws. All rights reserved.Email Security:
We encourage you not to send confidential information via email as email is not a secure method of communication.Links to Other Sites:
Links to other websites are provided to use at your own risk. T. Anton Investment House is not responsible for any data collection or use that may be obtained by other websites.